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“Please share your intentions for my shares with me”.

George owned some shares which were managed on his behalf by an investment adviser. The adviser sold George’s shares in two companies at what George considered was an inopportune time. Did the adviser act outside his authority?

One size fits all or a tailored fit?

You signed up with a broker and they are offering a range of sharebroking services. You chose a mid-range option providing an execution service and some general advice. What duty does your broker have to ensure the advice is right for your particular circumstances?